Compliance

Automated KYC, Compliance, Compliance Software, KYC Software

KYC-Chain for Compliance Advisory Firms

Compliance Advisory Firms provide a wide range of compliance-related services to clients across a diverse set of industries. These include carrying out KYC/AML checks on their clients’ potential or existing customers — a challenge that becomes exponentially more complex with each new client. Using Automated KYC tech, compliance advisories can meet this challenge efficiently and securely — and gain space to grow.

4 Oct 2023
Compliance, Customer Onboarding

The Ultimate Guide to Customer Onboarding for Compliance Teams – Part 3

For regulated businesses, customer onboarding is a complex and sensitive challenge that requires specialized knowledge, training and synergies between team members.

In this third and final part of our Ultimate Guide to Customer Onboarding we take a look at the different senior compliance roles in an organization and how they work together to ensure the integrity and efficacy of an AML-driven KYC onboarding program.

26 Sep 2023
Compliance, Customer Onboarding, Uncategorized

The Ultimate Guide to Customer Onboarding for Compliance Teams – Part 1

Customer onboarding is a crucial step for any regulated business, and carrying it out according to global regulations can be complex.

This guide — the first in a two-part series — will provide an overview of customer onboarding, including what it is, why it’s important and how to successfully implement while meeting compliance challenges and responsibilities. 

2 Aug 2023
Compliance, KYC Software

AML 101: The 10 Most Common Red Flags

AML red flags are warning signs that an individual or business presents a higher risk of engaging in money laundering and other illicit financial activity. By establishing structured and consistent methods for identifying red flags, regulated businesses can optimize their AML processes and effectively meet their compliance challenges. In this article, we outline the top 10 AML red flags — and how to detect and deal with them using automated KYC solutions.

24 Mar 2023
Aml And Kyc Tool, Compliance

3 Key Components of Effective KYC AML Compliance

How well do you know your customers? For Financial Institutions and other regulated businesses, the answer should be quite well. Know Your Customer (KYC) programs are designed to understand who a company’s customers are and the risks they pose from an Anti-Money Laundering and financial crime perspective. This article explains the three key steps of an effective KYC program — as well as how Automated KYC solutions can help regulated businesses meet their compliance challenges.

1 Dec 2022
AML, Compliance, Fund management

AML and KYC regulations for Fund Administrators and Managers

Fund managers and administrators are key drivers of economic activity and are involved in virtually all sectors of the world economy – which makes the particularly vulnerable to exploitation for financial crime. In this article, we’ll be covering some of the key AML and KYC regulations that apply to fund managers/administrators globally, as well as in some of the major fund management centers.

22 Nov 2022
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