Risk Management

KYB for Fund & Wealth Managers
Fund and wealth managers can face significant challenges in carrying out effective compliance checks on potential investors and investment targets.…
25 Jul 2022
Your Introduction to AML Compliance
Anti-money laundering procedures are now an necessary part of most businesses. Here's your introduction to AML compliance.
22 Dec 2019
How to Identify a Data Breach and Report it Quickly
Most organizations are going to have to deal with a data breach at some point. Here is everything you need…
19 Nov 2019
What is Risk-Based Approach (RBA) in KYC/AML?
In the mid-1990s, KYC and AML regulations were still new and prescriptive in nature. Banks and Financial Institutions were forced…
24 Jul 2019
What is a Politically Exposed Person?
A politically exposed person (PEP) is an individual who is or has been entrusted with a prominent public position.
06 May 2019